This article appears in the June 2021 issue of Investment Executive. Subscribe to the print edition, read the digital edition or read the articles online.
Research by:
Camille Côté, Emily Fox, James Gaughan, Surina Nath, Daniel Reale-Chin
This article appears in the June 2021 issue of Investment Executive. Subscribe to the print edition, read the digital edition or read the articles online.
Research by:
Camille Côté, Emily Fox, James Gaughan, Surina Nath, Daniel Reale-Chin
How financial advisors rated their firms’ performance
Most of the firms assessed in the 2023 Report Card faced criticism for how they managed advisor feedback
The pandemic put many in-person learning programs on hold. Now is the time for firms to bolster their commitment to ongoing training
Firms need to address gaps in estate-planning support as cohort of elderly clients grows
Incorporated professionals must consider deferral, dividends and deductions
Proposed appointment still needs to be confirmed by legislative committee
The regulator also wants to toughen enforcement and see better advice given at banks
Misrepresentation allegations against pharma company and CEO dismissed