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  1. James Langton
    The goal is help firms and advisors gain a better understanding of their clients
  2. Jim Middlemiss
    CASL penalties so far are few, but many more are expected
  3. Andy Blatchford
    62% of Canadians eligible for a TFSA had yet to open one by the end of 2013
  4. James Langton
    Closing the alternative trading facility is intended to help TMX Group reduce complexity and fragmentation as well as reduce dealer costs
  5. James Langton
    The change is part of a couple of revisions the dispute-resolution service has made to its terms of references
  6. James Langton
    The court found that the OSC improperly considered a previous trading ban on the advisor as a factor in setting its penalty
  7. James Langton
    New benchmark measures 51 private funds
  8. Tessie Sanci
    Canadian retirees spend an average of $2,400 a month on expenses
  9. Tessie Sanci
    Fifteen advisors will be helping 30 clients for a period of five months thanks to a new voluntary program
  10. Jade Hemeon
    The financial services sector faces a serious lack of public trust, encompassing such areas as fees, practices and ethics