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  1. James Langton
    The complaint asks U.K. regulators to investigate the scale of bank-transfer fraud, to propose new measures to protect consumers
  2. James Langton
    Regulators encouraged to co-operate with industry
  3. Tessie Sanci
    The institute, which grants the RFP designation, is dealing with challenges related to declining membership due to retirement and competition
  4. James Langton
    RBC, CIBC are participating in the initiative to create a new payments system based on blockchain technology

  5. James Langton
    The existing regulatory system already addresses many of the FSB’s concerns about systemic risks posed by asset managers, says SIFMA AMG
  6. Megan Harman
    The increase is attributed primarily to new processes that OLHI has implemented for assessing and handling complaints
  7. Tessie Sanci
    Investors will expect greater digital proficiency and access from their advisors as well as increased digital capabilities from their investment providers
  8. James Langton
    The trade group supports certain measures, but it recommends the CSA should evaluate the impact of recent reforms before making major changes
  9. James Langton
    Firms are choosing to invest in new technologies related to data analytics and automated asset allocation rather providing clients with mobile offerings
  10. Grant McIntyre
    Less than one-third of advisors surveyed feel they are fully prepared to manage and mitigate the risks associated with cybersecurity