Industry News IFB 2017 Toronto Fall Summit
In case you missed it: news and insight on compliance exams, signature falsification, and the proposed ban on embedded commissions from the Independent Financial Brokers of Canada Toronto Summit in Mississauga, Ont., Nov. 7-8.
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In this Special Feature
The regulator will begin sending out questionnaires to some advisors who are deemed to be higher risk to determine if they need a more in-depth compliance review
From the Regulators - November 08, 2017 at 15:00
Infractions range from the use of blank forms signed in advance by the client to actively signing the client’s name
From the Regulators - November 07, 2017 at 16:00
Banning commissions could reduce access to financial advice while proposed tax changes could have a severe impact on business owners, Joe Oliver argues
Industry News - November 07, 2017 at 14:00
IFB Academy gives financial professionals the opportunity to earn CE credits by taking online courses
Industry News - November 06, 2017 at 14:35 Stay tuned
This feature will become available on October 24th