News and insight on succession planning, advisor transparency and compliance from the Independent Financial Brokers of Canada Toronto Summit in Mississauga, Ont., Nov. 1-2. Photo copyright: kasto123RF.
November 2, 2016
News and insight on succession planning, advisor transparency and compliance from the Independent Financial Brokers of Canada Toronto Summit in Mississauga, Ont., Nov. 1-2. Photo copyright: kasto123RF.
November 2, 2016Although 90% of advisors feel they have an obligation to their clients to create a succession plan, only 19% of advisors have a succession plan in place
With investors being more informed, they are less likely to sue their advisors if their investments go south
The provincial regulator’s recent examinations of life insurance agents revealed several gaps in compliance, especially as they relate to disclosure
Investment Executive's brand-new survey of independent insurance advisors unveils their challenges plus key industry trends
The cease-trade order on all 11 ETFs from Emerge Canada Inc. represented the first time such an order had been placed on a family of…
