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James Langton
James Langton
Regulation
FINRA chief to retire next year
October 30, 2015
James Langton
Regulation
OSC introduces Investor Office
October 30, 2015
James Langton
Regulation
Woman charged with breaching OSC 15-year trading ban
October 30, 2015
James Langton
Regulation
Sask. regulator warns seniors of investment scams
October 29, 2015
James Langton
Regulation
OSC bans, fines First Leaside duo
October 29, 2015
James Langton
Regulation
IIROC debt market regulation fee model takes effect Nov. 1
October 29, 2015
James Langton
Regulation
Ontario to introduce OM exemption
October 29, 2015
James Langton
Regulation
Euro area banks move toward a “more traditional banking model”
October 29, 2015
James Langton
Regulation
Goldman to pay US$50M for not supervising banker
October 29, 2015
James Langton
Industry
Appeal court sides with broker
October 28, 2015
James Langton
Regulation
OSC hikes whistleblower payout limit to $5 million
October 28, 2015
James Langton
Regulation
FINRA orders US$18M in restitution for overcharged clients
October 28, 2015
James Langton
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