James Langton

Regulation

IIROC proposals could have far-reaching implications

November 26, 2015 James Langton
Regulation

Alleged boiler room operators charged with fraud

November 26, 2015 James Langton
Industry

AIMCo secures recovery in MF Global

November 26, 2015 James Langton
Regulation

ESMA, SFC sign MoU

November 26, 2015 James Langton
Regulation

IIROC proposes personal corporations for advisors

November 25, 2015 James Langton
Regulation

Fed approves final rule to modify capital plan, stress testing rules

November 25, 2015 James Langton
Research and Markets

ECB warns of drop in asset prices

November 25, 2015 James Langton
Regulation

MFDA reaches settlement with HollisWealth

November 24, 2015 James Langton
Regulation

Global regulators issue guidance on cyber resilience

November 24, 2015 James Langton
Regulation

CFTC’s proposed new rules target automated trading

November 24, 2015 James Langton
Regulation

FCNB pulls insurance broker’s licence

November 24, 2015 James Langton
Regulation

Former hospital employee fined and sentenced for unregistered trading

November 24, 2015 James Langton