James Langton
Regulation
IIROC extends deadline for unwinding existing trustee, executorship and POA arrangements
November 18, 2015
James Langton
Industry
New rule to allow U.S. states to introduce retirement savings plans
November 17, 2015
James Langton
Regulation
SEC charges two Canadians in alleged pump and dump scheme
November 17, 2015
James Langton
Regulation
Financial firms in New Zealand falling short of expectations
November 17, 2015
James Langton
Industry
Alberta court rules purported loan agreements were securities
November 17, 2015
James Langton
Research and Markets
Investment banks still facing misconduct-related risks
November 17, 2015
James Langton
Industry
Individual investors, not institutions, shape asset management’s future
November 16, 2015
James Langton
Regulation
Ontario pair charged with fraud, unregistered trading and illegal distribution
November 16, 2015
James Langton