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  2. James Langton

James Langton

Regulation

FCA and SFC sign fintech co-operation agreement

May 12, 2017 James Langton
Industry

IIAC praises certain regulators for rejecting best interest standard

May 12, 2017 James Langton
Regulation

FINRA proposals would strengthen controls on high-risk brokers

May 11, 2017 James Langton
Research and Markets

CSE to bring back stop loss orders

May 11, 2017 James Langton
Regulation

CSA report: divisions remain over “best interest”

May 11, 2017 James Langton
CSA report: divisions remain over “best interest”
Research and Markets

Asia drives green bond market’s growing diversity: Fitch

May 11, 2017 James Langton
Regulation

Exec failed to disclose perks to shareholders: SEC

May 11, 2017 James Langton
Product

Invesco adds two new series to PowerShares ETF

May 11, 2017 James Langton
Research and Markets

Moody’s downgrades Canada’s banks

May 11, 2017 James Langton
Regulation

Quebec court finds new national securities regulator to be unconstitutional

May 10, 2017 James Langton
Regulation

Alberta EMDs failing to meet regulatory obligations

May 10, 2017 James Langton
Research and Markets

Rising interest rates boost competition for brokerage clients: Moody’s

May 10, 2017 James Langton
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