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James Langton
James Langton
Regulation
MSC reduces penalties IIROC levied against Winnipeg advisor
June 19, 2017
James Langton
Regulation
OSC seeks members for SMEs committee
June 19, 2017
James Langton
Regulation
MFDA bans former advisor for engaging in undisclosed business activity
June 19, 2017
James Langton
Regulation
OSC to hold roundtable on embedded commissions
June 19, 2017
James Langton
Research and Markets
Key trends combine to produce net inflow of funds in Canada in April
June 16, 2017
James Langton
Regulation
Finance Canada issues proposed rules for large banks’ “bail-in” regime
June 16, 2017
James Langton
Regulation
OSC bans Garth Drabinsky permanently from capital markets
June 16, 2017
James Langton
Regulation
FCA issues update on regulatory sandbox
June 15, 2017
James Langton
Regulation
IIROC campaign raises issues related to advisor retirement
June 15, 2017
James Langton
Regulation
OSFI invites comment on revisions to P&C capital framework
June 15, 2017
James Langton
Regulation
NASAA study shows how brokerages can help to guard seniors from harm
June 15, 2017
James Langton
Regulation
Ontario’s exempt market continued to see healthy growth in 2016
June 15, 2017
James Langton
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