James Langton
Dealers’ Report Card 2017
Slideshow: How the average advisor at each dealer is performing
June 7, 2017
James Langton
Markets
Global investment banks reduced exposure to capital markets risk: report
June 6, 2017
James Langton
Markets
Trump carrying out a “behind-the-scenes” war on regulation: NBF report
June 5, 2017
James Langton
Regulation
U.S. Supreme Court rules that SEC disgorgement constitutes a penalty
June 5, 2017
James Langton
Industry
U.K. firm completes acquisition of TD European direct investing business
June 5, 2017
James Langton
Regulation
ESMA aims to increase financial product governance obligations
June 2, 2017
James Langton
Regulation
IIROC, LICS deal aims to prevent rogue reps from moving between sectors
June 2, 2017
James Langton