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James Langton
James Langton
Regulation
FINRA launches fintech outreach initiative
June 13, 2017
James Langton
Regulation
IOSCO report helps regulators combat wholesale market misconduct
June 13, 2017
James Langton
Research and Markets
SIFMA roundtable unveils mid-year economic outlook
June 12, 2017
James Langton
Industry
IFB, IIAC split on alternatives to proposed embedded commissions ban
June 12, 2017
James Langton
Regulation
Alberta bolsters IIROC’s investigative powers
June 9, 2017
James Langton
Research and Markets
U.K. election results could lead to complicated trade negotiations
June 9, 2017
James Langton
Product
IFIC proposes various measures instead of a ban on embedded fees
June 9, 2017
James Langton
People
SEC names co-directors of enforcement
June 9, 2017
James Langton
Research and Markets
Climate change risks become a key consideration for asset managers
June 8, 2017
James Langton
Regulation
Saskatchewan regulators issue cease trade orders against two binary options firms
June 8, 2017
James Langton
Regulation
CSA proposes changes to exempt distribution reporting requirements
June 8, 2017
James Langton
Product
Morningstar calls for an end to embedded commissions
June 8, 2017
James Langton
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