James Langton
Markets
Trump carrying out a “behind-the-scenes” war on regulation: NBF report
June 5, 2017
James Langton
Regulation
U.S. Supreme Court rules that SEC disgorgement constitutes a penalty
June 5, 2017
James Langton
Industry
U.K. firm completes acquisition of TD European direct investing business
June 5, 2017
James Langton
Regulation
ESMA aims to increase financial product governance obligations
June 2, 2017
James Langton
Regulation
IIROC, LICS deal aims to prevent rogue reps from moving between sectors
June 2, 2017
James Langton
Regulation
IIROC to prioritize compensation-related conflicts in the year ahead
June 1, 2017
James Langton
Research and Markets
U.S. bank executives expect increased M&A activity: survey
June 1, 2017
James Langton