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James Langton
James Langton
Regulation
New Zealand regulator proposes exemption to law to allow robo-advisors
June 21, 2017
James Langton
Product
Mutual fund sales rose sharply in May
June 21, 2017
James Langton
Regulation
FSB consults on compensation tools to address misconduct
June 20, 2017
James Langton
People
GFMA names Allison Parent as executive director
June 20, 2017
James Langton
Markets
Financial services deal activity drops in Q1
June 20, 2017
James Langton
Regulation
IOSCO issues report on order routing incentives
June 19, 2017
James Langton
Markets
S&P sees no surprises in Ottawa’s bail-in rules
June 19, 2017
James Langton
Regulation
Big changes to OSC’s independent Investor Advisory Panel
June 19, 2017
James Langton
Regulation
MSC reduces penalties IIROC levied against Winnipeg advisor
June 19, 2017
James Langton
Regulation
OSC seeks members for SMEs committee
June 19, 2017
James Langton
Regulation
MFDA bans former advisor for engaging in undisclosed business activity
June 19, 2017
James Langton
Regulation
OSC to hold roundtable on embedded commissions
June 19, 2017
James Langton
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