Man banned four years, pays $135,000 in settlement with regulator
Review highlights improved board diversity, lack of female CEOs, CFOs
SRO considers modernizing rules amid market, investor evolution
OSC proved most of its case against failed firm's founders, panel ruled
ESMA consults on research bundling, prospectus requirements
Manulife unit only major financial firm to adopt TNFD recommendations
Acts in furtherance of a trade violated securities rules
SRO examines industry's foray into virtual worlds
In early 2023, banks faced unprecedented deposit outflows, and evidence suggests social media played a role
Firm was alerted to $1 million in missed grants by government review