Ex-rep sanctioned for providing disgruntled clients with false portfolio reports
Case marks the regulator's eighth and last enforcement action in this area
Regulator proposes knowledge standards under new crypto regime
CSA unveils first project under new effort to test industry innovations
Derivatives regulator's acting head becomes director of enforcement
Review to take place throughout the year, ESMA to report in 2026
Scheme promised investors hefty profits from AI-driven trading strategy
Estonian pair agreed to forfeit over US$400 million in assets for duping investors
Advocate's shutdown would ease legal and compliance costs, DBRS says
Supreme Court rules that the charges don't meet the test for extradition