ESMA issues series of guidance ahead of new regime's launch at year end
Regulator issues first in a planned series of discussion papers on crypto rules
Panel orders $3.3 million in penalty, disgorgement
Regulator issues guidance on broader protections against misinformation
Disclosure about SPAC listings was misleading, regulator alleged
Regulator proposes new "targeted support" model for collective advice
Proposed reforms would harmonize requirements for inter-listed securities
Firm failed to question numerous red flags about purported billion-dollar contracts, according to OSC settlement
CEO faces insider trading charges for selling company's stock based on advance knowledge of its negative earnings, and his own firing
U.S. authorities allege that men primarily posed as female advisors