Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged
Potential for climate tipping points, feedback loops to generate systemic, economic fallout
Regulator to consider fair treatment of clients amid firms' operational risks
The sector is vulnerable to money laundering, illicit activity, hacking
Policymakers aim to address issues exposed in March 2020 market stress
Authorities allege traders exploited inside info on planned securities offerings
BitMEX sanctioned in U.S. for anti-money laundering, KYC violations
Regulator settles with 12 firms for a combined US$63.1 million
Firms pay US$45 million to settle trade reporting, recordkeeping violations
Earlier decision requiring clearing broker to produce records overturned