Appeal argues court applied wrong standard in granting regulator's request for receiver
Regulator settles with one of the respondents in an alleged market manipulation case
New group to research investor protection, education policy, products
Firm provided advice on municipal offerings that needed registration
Ponzi scheme targeted elderly churchgoers, U.S. authorities charged
FCA endorses move to T+2 for funds that currently settle at T+3 or T+4
SRO aims to ease compliance, adjust limit to inflation
Panel's approach to estimating disgorgement was reasonable, court found
Exchange looks to streamline application, approval processes
Regulator to consider exemptive relief, novel protections for new funds