Industry calls for technology-neutral approach to regulating sector
Funds overstated performance, used investors' money to pay distributions
Regulator settles with crypto firm, cutting sanctions
Appeal by real estate developer in securities fraud case rejected
U.K. regulator allows funds to bundle payments for research, trade execution
Transfers to dealers began this week, distributions to investors to follow
Celsius declared bankruptcy in 2022, exposing risky financial bets Alexander Mashinsky had made with investor funds
OCC reverses course on policies adopted last year, aims to cut burden
FINRA highlights need to revise rules to match current technology
U.K. regulator's review IDs weaknesses in high-risk product sales, conflicts and conduct standards