Regulators aim to make it easier, cheaper to go public, raise capital
Firm breached rules by allowing trading in unregistered binary options
Many firms use discretion to set ratings, some lack policies, CSA finds
U.K. regulator consults on changes to rules under new retail product regime
Regulation addresses liquidity, stability risks revealed by pandemic
Effort to gain insight on dealers' clients will seek data from year-end 2026
Complaints of online investment fraud on the rise, police warn
Actions represented a "serious" conflict of interest, panel says
Review by U.K. regulator finds firms need to focus on investor screens, value
U.S. authorities allege that investors misled about tech's capabilities