Proposals aim to guard rating independence, boost transparency
Firms would be restricted from providing lending products to retail investors
Industry group calls on SEC to ease constraints
Authorities alleged that private fund duped investors
European regulator issues principles and practices for crypto trading supervision
Long-term risks may outweigh short-term rewards, Fitch warns
U.K. regulator aims to support responsible AI adoption in financial markets
Panel believed rep's evidence over allegations from former client
Regulator requests monetary penalties, disgorgement, costs and market bans
Exec failed to disclose dealings, dealer ignored red flags, SRO alleged