Regulator outlines examination priorities for fiscal 2026
Fund investors charged millions in fees on falsely inflated fund values
Brokers settle allegations that investors were charged over 5% on low-value trades
Court certifies class action, approves settlement with counsel
Enhanced fund reporting expected to take effect in 2026
Regulators propose to ease retail investor access to crypto products
Finfluencers warned, charged, over unregistered activity
SRO proposes rule changes that give firms time for appeals to SEC
Regulator proposes broad prohibition on trading in connection with offerings
Population of companies using system has shifted from Canada to China, Caymans