Regulator proposes broad prohibition on trading in connection with offerings
Population of companies using system has shifted from Canada to China, Caymans
Appeals of findings on liability, and sanctions, both rejected
Investors were misled by firm's property valuations, judge finds
Contracts to trade crypto for clients amounted to securities, regulators said
Choosing between firms to represent investors, court favoured certainty
Appeal argues court applied wrong standard in granting regulator's request for receiver
Regulator settles with one of the respondents in an alleged market manipulation case
New group to research investor protection, education policy, products
Firm provided advice on municipal offerings that needed registration