Two new CSA notices provide clear guidance to assist issuers in preparing and filing exempt market documents
A wide range of views on CSA paper
Suitability has been a particularly problematic area
Abuse of the accredited investor exemption is the number one problem, says OSC manager
Regulator adding two new conditions to its rules regarding registration exemptions
Lengthy documents that clients sign without reading won’t provide protection in the exempt market
IFIC says existing exemptions should be maintained; FAIR Canads says premises underlying existing exemptions are flawed
Stakeholder meetings planned for Vancouver, Calgary and Halifax
Three sessions scheduled for February
The Canadian securities Administrators is finally launching its review of the primary ways ordinary investors find themselves shopping