Reviews of three firms raised “significant concerns”, regulator says
Exemption would give venture firms easier access to capital, and investors a cheaper way to acquire additional securities
These reports are the regulator’s primary source of information about exempt market activity
League Investment Services has filed for creditor protection in B.C.
Ontario intends to harmonize its rules regarding the offering memorandum with other provinces; the question is, why would it want to given the experiences seen to date?
OSC bans Gentree Asset Management and its chief compliance officer for improperly distributing securities and misleading investors
FCPF Corp. traded securities while its registration was suspended
Investors would be limited to making $1,500 investments
Crowd Capital partners with SeedUps
Commission continues work on developing four new possible exemptions, including crowdfunding