Regulators are venturing into uncharted territory
Exemptions intended to help firms raise capital, while protecting investors
Private Capital Markets Association of Canada name reflects membership and mandate
Regulators propose reforms to the accredited investor and minimum amount exemptions
SMEC members will be expected to provide input the impact of possible new prospectus exemptions that are being considered by the OSC
Investor alert against Sterling Grace rescinded
The regulator’s goal is to enhance overall compliance at firms that don’t belong to a self-regulatory organization
Current regulations assume that an investor’s wealth is a proxy for sophistication. This has to change
Investor advocacy group questions the wisdom of creating new exemptions targeting retail investors
Ontario regulator supports CSA proposal for an existing shareholder exemption