The proposed rule would provide exemptions from prospectus requirements for distributions of securities outside of the country
A diagram and brief explanation will help advisors describe the rules surrounding investors’ eligibility for the OM prospectus exemption in each province and territory
The requirement to use SEDAR takes effect on May 24
The new reporting process aims to reduce the compliance burden on issuers and bolster oversight by providing regulators with more information
The course has been designed for individuals seeking registration as dealing reps and chief compliance officers of EMDs
The new rules that have opened the exempt market to retail investors also offer enhanced investor protection
Rule changes create opportunities, but they may not be available or suitable
Retail investors in Ontario now have access to securities that previously were available only to accredited investors
Two notices intended to help the industry and investors understand the most recent developments
Five provincial regulators are aiming to help facilitate the raising of capital and to make it easier for investors to participate in private placements