Enforcement

News

ESMA finalizes anti-greenwashing guidance

May 14, 2024 James Langton
Greenwashing and isolated green warning sign against white background stock illustration
News

Court rejects challenge to SEC’s ESG disclosure rule

May 14, 2024 James Langton
News

CFTC sanctions crypto intermediary

May 13, 2024 James Langton
News

OSC has conflicts of interest in its crosshairs

May 13, 2024 Melissa Shin
Grant Vingoe, CEO of the Ontario Securities Commission. Photo by Paul Lawrence
News

Binance hit with $6-million Fintrac fine

May 9, 2024 James Langton
News

Former fund rep sanctioned for exceeding registration

May 7, 2024 James Langton
Banned
News

OSC to increase focus on DIY investors

May 3, 2024 James Langton
Silhouette of man at sunset
News

SEC sanctions systematic audit firm failures

May 3, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

Misleading disclosure wasn’t material, BCSC panel finds

May 2, 2024 James Langton
News

Delay for OSC’s Bridging hearing denied

May 1, 2024 James Langton
Judge makes ruling
News

Fraudsters faking identities, duping banks

April 29, 2024 James Langton
Metal handcuffs placed over the word fraud
News

Toronto police bust fake investment scheme

April 26, 2024 James Langton
Fraudster imprisoned