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Enforcement
Enforcement
From the Regulators
FCNB joins fight against LLQP cheats
May 28, 2024
James Langton
From the Regulators
Former FTX exec gets jail time
May 28, 2024
James Langton
News
FAIR Canada applauds Saskatchewan’s OBSI bill
May 28, 2024
James Langton
From the Regulators
ESMA reviews find disclosure, greenwashing issues
May 27, 2024
James Langton
From the Regulators
CFTC sanctions trading oversight gaps
May 24, 2024
James Langton
From the Regulators
HSBC fined for fairness failures
May 23, 2024
James Langton
News
‘Fat finger’ trading flub ends in fines for Citi
May 22, 2024
James Langton
News
ICE sanctioned for cyber breach reporting
May 22, 2024
James Langton
From the Regulators
Trader gets jail time for front-running scheme
May 21, 2024
James Langton
From the Regulators
Crypto money launderers busted: DoJ
May 17, 2024
James Langton
Regulation
SEC beefs up data privacy rules
May 16, 2024
James Langton
Regulation
FCA charges finfluencers over social media posts
May 16, 2024
James Langton
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