Enforcement

News

FINTRAC sanctions Montreal wealth manager

July 31, 2024 James Langton
News

Supreme Court curbs regulators’ enforcement power

July 31, 2024 James Langton
Judge looks at papers
News

SEC charges crypto platform founder

July 30, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

CIRO to drop Gravitas

July 30, 2024 James Langton
News

OSC’s compliance work escalates

July 26, 2024 James Langton
Regulation
News

Activist short seller charged with securities fraud

July 26, 2024 James Langton
Crossed fingers
News

FCA undertakes its first enforcement action against a crypto enabler

July 25, 2024 James Langton
From the Regulators

Much work to be done, CSA year in review shows

July 23, 2024 James Langton
Red alert
From the Regulators

MX sanctions Citi for reporting violations

July 19, 2024 James Langton
Judge's gavel with magnifying glass on black.
From the Regulators

New account schemers plead guilty

July 18, 2024 James Langton
News

Tipster settles for US$37-million whistleblower award

July 17, 2024 James Langton
Whistleblower
News

Court upholds BCSC’s power to compel

July 17, 2024 James Langton