Bernard Boily to pay $750,000 for altering mining assay results
Bans follow sanctions by BCSC and NBSC
Report highlights regulator’s focus on suitability issues and cases involving seniors
Firm failed inform FSA of bid for AIA
Two former Desjardins Securities reps ordered to repay profits
Sanctions handed down by B.C. regulator for illegal distributions, unregistered trading
OSC sanctions against Geoffrey Cornish and Dean Tai upheld
Borrowing from a client led to potential conflict of interest
Ciardullo engaged in personal financial dealings with at least 15 clients
Fines and costs total $1.5 million; parties must disgorge $5 million, OSC says