Meanwhile sanctions ordered against individuals dropped significantly
Pair ordered to cease trading for 15 years, disgorge US$1 million
Ontario rep relied on second-hand information from her husband that an investment qualified for exempt status
The Ponzi scheme took in about $15.3 million from more than 80 victims in Canada and the U.S
The $750,000 administrative penalty levied against Sandy Winick is $500,000 less than the penalty sought by OSC staff
Advance fee scheme nets $100,000 penalty
Commission will hold its own sanctions hearing
Ruling confirms that illegal trading in contracts for difference constitutes market abuse, FCA says
OSC dismisses $7.4 million disgorgement order against Medra Corp.
The SEC collected a record US$3.4 billion in penalties and other sanctions