Former newspaper baron is not a danger to markets, says lawyer
Firms have made 384 reports to ComSet so far this year
IIROC suspends Ravindra Suppal for one-year
Regulator orders John Bordynuik to pay a penalty for improper distribution of securities
Brian Malley has been charged in the death of a client and is facing a class action suit from several former clients
2013 enforcement report shows an increase in investigations, hearings and sanctions
Wiretaps would be used for gathering evidence of insider trading and tipping
U.S. court orders Patrick Cole and Global Strategic Marketing to pay disgorgement and penalties
Fraud remains the biggest source of cases against individuals
U.S. tech company distributed securities despite a cease trade order from the regulator