Hearing to consider sanctions against former rep
IIROC seeking review of sanctions handed down against Lucy Marie Pariak-Lukic
Ex Armstrong & Quaile advisor sold unauthorized products, engaged in personal financial dealings with clients
Sanctions levied against Brian and Christine Malley total $600,000
Regulator alleges statement to investigators was false or misleading
Halifax man promoted Sunseeker Energy shares without registration
Husband used funds from couple’s RRSPs to help his company
Mortgage firm to pay US$320 million for misleading financially troubled homeowners
Regulator alleges Thomas Williams fraudulently raised $11.7 million from 123 investors
Regulator imposed stay on $50,000 fine last year pending appeals