Former PFSL rep permanently banned for misconduct
Elite Stock Report published “grossly misleading” reports on three OTCBB companies
The illegally traded and distributed securities of Infuse Capital Corp. and made misrepresentations to investors
Liberty Consulting used powers of attorney used to provide unregistered investment advisory services
Bank neither admits nor denies CFTC’s allegations
Conduct of former BlackRock managing director demonstrated a lack of honesty, FCA says
PEI man fined for recommending leveraged scheme to clients without properly explaining risks
IIROC panel finds former Calgary advisor made unsuitable recommendations, engaged in churning
Rep failed to use due diligence in recommending client purchase leveraged ETFs
Trading bans imposed on former advisor, promoters