Enforcement

Regulation

Rep opposes shift to virtual enforcement

October 6, 2020 James Langton
gavel on a laptop
Regulation

Record year for CFTC enforcement

October 6, 2020 James Langton
Regulation

Former U.S. advisor gets 17 years in sin bin

October 5, 2020 James Langton
Regulation

New charges in Ponzi scheme case

October 2, 2020 James Langton
Metal handcuffs placed over the word fraud
Regulation

A record-breaking year for the SEC’s whistleblower program

October 1, 2020 James Langton
Regulation

FSRA tribunal contemplates in-person hearings

October 1, 2020 James Langton
Regulation

JP Morgan settles massive market manipulation case

September 29, 2020 James Langton
Regulation

CFTC sues offshore crypto platform

September 28, 2020 James Langton
Regulation

Panama Papers accountant gets three-year jail term

September 24, 2020 James Langton
Regulation

State regulators step up enforcement

September 23, 2020 James Langton
Regulation

Canadians charged in alleged U.S. pump-and-dump bust

September 23, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Regulation

Index manager charged with insider trading

September 21, 2020 James Langton
Financial stock exchange market display screen board on the street