Securities regulators ordered more than $42 million in restitution, compensation and disgorgement
Phony websites, offshore accounts were used to dupe banks and credit card companies
The Quebec regulator achieved its objectives despite the pandemic
Rep violated suitability obligations by investing clients in funds with risky holdings
U.S. authorities allege that the friends traded on inside information
An Ontario court will rule shortly on motions regarding investor representation
Ex-dentist engaged in escalating series of frauds, SEC alleges
A forensics team is seeking to recover thousands of emails that were allegedly sought out and "hard" deleted last year
An investor group is asking the OSC and PwC to sell BFI and the firm's funds
A receiver has been appointed for Coinseed, which is facing allegations from U.S. authorities