Two more foreign firms were charged with running an unregistered trading platform
Rep fined $75,000, suspended for six months in settlement with regulators
A company sought to sue the regulator, alleging an investigation was conducted in bad faith
An advisor was permanently banned after engaging in personal financial dealings with a client
The regulator extended a temporary regime for cryptos amid anti-money laundering troubles
The regulator handed out $3.4 million in fines last year, down from $9.3 million in 2019
Regulators warned of a rise in scams involving fraudsters posing as well-known financial firms
Promoters allegedly used YouTube videos to pitch investors on Bitcoin trading vehicle, the regulator said
Regulators measure their success based in part on how many enforcement matters they open and prosecute
Julius Baer to pay US$79 million to resolve money laundering charge