U.S., U.K., Swiss regulators take action over risk management, governance weaknesses
Global group's rules target recent turmoil and misconduct in crypto markets
Regulator revises industry guidance on social media usage amid rising risks
JitneyTrade fined $90,000 for weak controls over direct-access clients
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
U.S. SRO aims to enable more efficient oversight as reps continue to work from home
FSRA brought similar allegations against the agent earlier this year
Gravitas Securities suspended after repeated shortfalls, failure to file financials
High-profile enforcement may spur U.S. policy reform, Moody's says
Conflict of interest concerns spark regulators' review