ESMA calls on crypto industry to prepare for regulation
Regulator's exam division sets compliance priorities for 2024
Advisors becoming more dependent on support from compliance professionals
Federal regulator proposes new guidance to meet its expanded mandate
Banks to bear the brunt of fee increase, as case volumes jump
Regulator adopts new rules to boost transparency around short activity, securities lending
FCA fined, banned Jes Staley for misleading the regulator over relationship with disgraced financier
Deadlines for large investors to report portfolio changes cut under rule changes
AMF, provincial government approve delegation of powers to SRO
Regulators to marry changes to disclosure rules with electronic access