Compliance

From the Regulators

SEC seeks showdown with Kraken

November 21, 2023 James Langton
Bitcoin cyptocurrency
From the Regulators

FINRA gets green light for remote oversight

November 20, 2023 James Langton
zoom call
News

FCA review spots greenwashing risks

November 16, 2023 James Langton
Greenwashing and isolated green warning sign against white background stock illustration
News

OSC priorities include lifting limitations on advice

November 16, 2023 James Langton
three colleagues discussing their business prospects and looking at laptop screen
From the Regulators

IOSCO drops final crypto sector recommendations

November 16, 2023 James Langton
cryptocurrencies
From the Regulators

CSA, CIRO stand pat on short-selling

November 16, 2023 James Langton
stock market down
David Reeve

AI has arrived in wealth management

November 15, 2023 David Reeve
Big data
From the Regulators

OSC seeks extended cease trade against hedge fund

November 14, 2023 James Langton
Judge's gavel with magnifying glass on black.
From the Regulators

Wall Street trader charged with market manipulation

November 9, 2023 James Langton
From the Regulators

OSC seeks new fees for crypto firms

November 9, 2023 James Langton
crypto currency regulation
From the Regulators

Cyber-risk oversight a new top priority: ESMA

November 9, 2023 James Langton