Compliance

Regulation

CIRO drops harmonized sanctions guidance

December 21, 2023 James Langton
Air raid sirens
Regulation

CFTC looks to expand use of AI

December 21, 2023 James Langton
Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho
News

AMF sanctions exchange registration breach

December 20, 2023 James Langton
penalty card
From the Regulators

IOSCO finalizes DeFi policy recommendations

December 19, 2023 James Langton
From the Regulators

A series of unfortunate events doomed Credit Suisse

December 19, 2023 James Langton
Entrance of historic bank building of Swiss bank Credit Suisse. Photo taken April 19th, 2021, Zurich, Switzerland.
From the Regulators

ATB Capital to lead liquidation of failed hedge fund

December 18, 2023 James Langton
A person inside a financial maze made out of hedges.
Regulation

FINTRAC bares more in disciplinary notices

December 15, 2023 James Langton
Regulation

IOSCO seeks more resilient trading

December 15, 2023 James Langton
Graph tablet
Industry

New certificate in wealth management to provide pipeline of support staff

December 14, 2023 Michelle Schriver
From the Regulators

ESMA targets finfluencers, gamification

December 14, 2023 James Langton
News

ESMA to review benchmarks’ ESG disclosures

December 14, 2023 James Langton
ESG letters
Regulation

PwC settles disciplinary case with CPA Ontario

December 14, 2023 James Langton