New measures address the use of DSCs with existing contracts
The breaches related to more than 10,000 wash trades
Calgary's Leede Jones Gable fined $150,000 for oversight failings
SRO consolidates IIROC, MFDA approaches to enforcement penalties, policies
Regulator names first chief data scientist
Refinitiv allowed investors to trade on its platform without registering as an exchange
Global regulators to focus on implementation with their policy approach complete
Regulators make case for greater supervisory and enforcement powers
Court will consider firm's appointment by Traynor Ridge Capital's receiver
Agency has begun offering greater detail on its enforcement activity