The funding comes from enforcement sanctions
Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls
Regulator reports rise in scam alerts, misleading promos
Transition to be aided by expanding fiduciary requirements
Firms failed to ensure that all communications went through approved channels
Regulators aim to enhance systemic risk oversight, investor protection
Fund industry critics worry about rules' impact on liquidity, costs
Regulator adopts tougher penalties for cheating, restrictions on rewriting
Changes come in the wake of independent review of SRO's arbitration program
European regulators flag threats to investors from industry, influencers