Regulator follows CISRO, FSRA with tougher exam administration policy
"Landmark" legislation is significant step forward in protecting investors, organization says
Proposal would require seg fund disclosure of embedded costs
Regulator consults on revisions to boost intra-day liquidity insight
European regulators call for enforcement action on compliance failures
Bank's treatment of customers in financial difficulty sparks sanction from U.K. regulator
European regulators make recommendations for revitalizing capital markets
Exchange failed to immediately report VPN vulnerability exploit
Changes will raise demands on firms to warn investors about breaches
U.K. regulators allege an unregistered FX trading scheme was touted on Instagram