Leverage strategy deployed on the down low resulted in hefty financial losses
Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Appeal Court agrees to rule once and for all on path for quashing a summons
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
OSC asked to review OM exemption, beneficial ownership registry being examined
Experiment finds investors lured by ESG ratings they don't understand
Review highlights improved board diversity, lack of female CEOs, CFOs
FCA review finds an increase in workplace complaints
SRO examines industry's foray into virtual worlds
Firm was alerted to $1 million in missed grants by government review