CCIR, CISRO propose new guidance on the design, distribution of seg funds
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
Trio of firms sanctioned for regulatory reporting issues
SRO sets out common requirements, contemplates shift to annual CE cycle
Regulators seek more useful, flexible product disclosures
Report sets out recommendations for addressing risks posed by leverage build ups
ESMA consults on code of conduct to encourage issuer-sponsored research
CSSB issues final standards, CSA still working on rule that would mandate disclosure
U.K. launches experiment to facilitate private share trading
ESMA issues series of guidance ahead of new regime's launch at year end