U.K. regulator consults on changes to rules under new retail product regime
Regulation addresses liquidity, stability risks revealed by pandemic
Actions represented a "serious" conflict of interest, panel says
Review by U.K. regulator finds firms need to focus on investor screens, value
Compliance reviews finds divergent ESG disclosures by benchmarks
New agenda outlines plans to curb compliance burden, facilitate innovation
Group's conduct rule adds Reg BI, misleading title, provisions
Regulator consults on standards for external reviewers of green bond offerings
Firm breached rules by implying regulators endorsed ratings
Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers