Compliance

News

Forex firm faces fraud charges

July 3, 2025 James Langton
Fraud allure
From the Regulators

CSA flags venture market pump-and-dump risk

July 3, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

Canaccord fined by FINTRAC

July 3, 2025 James Langton
penalty card
From the Regulators

Dealer sanctioned over gatekeeping failure

July 3, 2025 James Langton
Trader at computer screen
News

Bullying equals regulatory misconduct: FCA

July 2, 2025 James Langton
Thoughtful lonely mature woman looking away at home during curfew
From the Regulators

OSC can now come knocking in your inbox

July 2, 2025 James Langton
Industry News

Tech roundup: Sun Life uses generative AI notetaking tool

July 2, 2025 Jonathan Got
Artificial intelligence
From the Regulators

AMF adopts CIRO registration delegation

June 27, 2025 James Langton
Old and new sign
From the Regulators

CSA aims to kill fund chargebacks

June 26, 2025 James Langton
Picking a dollar
From the Regulators

Stablecoins fail test to function as money: BIS

June 24, 2025 James Langton
Crypto currency
News

ESMA seeks to cut regulatory reporting burden

June 23, 2025 James Langton
Rules and regulations
From the Regulators

SEC abandons long list of reform proposals

June 17, 2025 James Langton
Economic indicators