Penalties imposed by U.S. PCAOB soar as volume of enforcement rises
Regulator issues guidance to encourage self-reporting, cooperation, remediation
Company to pay over US$500 million to resolve U.S. charges
Group aims to identify challenges with implementing global framework
Review to take place throughout the year, ESMA to report in 2026
Advocate's shutdown would ease legal and compliance costs, DBRS says
Compliance review uncovered weaknesses in firm's compliance procedures
Move weakens investor protection, commissioner says
Protect your business and reputation by managing these 5 risks
Regulator defends its conduct in 'mini-bond' investigations