Advisory committee will look into regulatory treatment of smaller companies
Agrees to pay US$20 million penalty
Regulation SHO now in effect
Insurance firm appoints independent monitor
Canadian man consents to US$30,000 penalty
Phase-in period delayed for one year
The Securities and Exchange Commission announced today that it has filed an enforcement action against Conrad Black, foomer chairman and CEO of Hollinger, accusing him and a former associate of improperly diverting tens of millions of dollars from the company.The U.S. regulator also filed charges against former Hollinger International deputy chairman and COO, David Radler, […]
Current system of duplicative regulatory schemes means higher costs to investors, SIA says
Proposes new rules to adopt minimum standards
Industry and regulators must work together, Donaldson says